Modern Slavery Statement

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Modern Slavery Act Statement 2024

This statement is made pursuant to section 54(1) of the Modern Slavery Act 2015 (the “Act”) for Verition Advisors (UK Partners) LLP (“Verition”) in respect of the financial year ended December 2023.

Our Business

Verition is a limited liability partnership incorporated in England and Wales. It is an investment advisory firm authorised and regulated by the Financial Conduct Authority.

Our Commitment

Verition is committed to taking appropriate steps designed to ensure it conducts its business without modern slavery in either its business or its supply chains. Modern slavery as referred to in the Act includes slavery, servitude and forced or compulsory labour, and human trafficking.

Our Supply Chain

Verition's supply chain is predominantly made up of business and professional service organisations or providers. Having reviewed the requirements of the Act in the context of its business, Verition believes that its business and supply chain are at low risk of involvement in instances of modern slavery.

Policies and Procedures

Verition has various policies and procedures in place designed to address compliance with applicable laws and regulations, including in relation to recruitment and employment, whistleblowing, discrimination and harassment, bribery and corruption and money laundering. Appropriate due diligence is also undertaken when onboarding vendors and suppliers with an expectation that all providers adhere to relevant laws. These policies and procedures are periodically reviewed to ensure they remain effective and training is provided to relevant staff members.



This statement has been approved by Verition's senior management, on 6th June 2024.

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Privacy Policy

VERITION FUND MANAGEMENT LLC (THE “MANAGER”) IS COMMITTED TO MAINTAINING THE PRIVACY OF CURRENT AND PROSPECTIVE INVESTORS IN THE VERITION FUNDS (THE “FUNDS”). THE MANAGER RECOGNIZES THAT INVESTORS IN THE FUNDS ENTRUST THE MANAGER WITH HIGHLY CONFIDENTIAL PERSONAL AND FINANCIAL INFORMATION, AND THE MANAGER UNDERSTANDS THAT PROTECTING AND SAFEGUARDING THIS INFORMATION IS IMPORTANT.

IN THE COURSE OF PROCESSING AN INVESTOR’S SUBSCRIPTION AGREEMENT TO THE FUNDS AND THE MANAGER’S ONGOING DEALINGS WITH SUCH INVESTOR, THE MANAGER MAY OBTAIN NON-PUBLIC PERSONAL INFORMATION ABOUT SUCH INVESTOR. THIS INFORMATION MAY INCLUDE THE INVESTOR’S NAME, ADDRESS, TELEPHONE NUMBER, EMAIL ADDRESS, PASSPORT NUMBER, SOCIAL SECURITY NUMBER, TAXPAYER IDENTIFICATION NUMBER, BANK ACCOUNT NUMBER, TRANSACTION HISTORY AND OTHER PERSONAL INFORMATION. THE MANAGER MAY COLLECT DIFFERENT TYPES OF INFORMATION IN A VARIETY OF WAYS, INCLUDING:



  • INFORMATION IT RECEIVES FROM AN INVESTOR’S SUBSCRIPTION AGREEMENT, FROM OTHER FORMS AND QUESTIONNAIRES, OR OTHERWISE IN THE COURSE OF ESTABLISHING AN INVESTOR RELATIONSHIP.
  • INFORMATION ABOUT THE FREQUENCY OF AN INVESTOR’S OR OTHER PERSON’S USE OF THE MANAGER’S WEB SITE.
  • INFORMATION ABOUT AN INVESTOR’S TRANSACTIONS WITH THE FUNDS, ITS AFFILIATES OR OTHERS, SUCH AS SUCH INVESTOR’S INVESTMENT AND WITHDRAWAL HISTORY.


THE MANAGER USES THIS INFORMATION FOR MARKETING PURPOSES AS WELL AS INTERNAL ADMINISTRATION AND ANALYSIS. THE MANAGER DOES NOT DISCLOSE ANY NON-PUBLIC PERSONAL INFORMATION ABOUT INVESTORS OR FORMER INVESTORS IN THE FUNDS TO ANY NON-AFFILIATED PARTIES, EXCEPT TO THIRDPARTY SERVICE PROVIDERS WHO ASSIST IN THE OPERATION OF THE MANAGER’S AND THE FUND’S BUSINESS, AS REQUIRED BY LAW, AT THEIR REQUEST OR WITH THEIR CONSENT. THE MANAGER RESTRICTS ACCESS TO NON-PUBLIC PERSONAL INFORMATION TO THOSE PERSONNEL, AGENTS OR OTHER PARTIES WHO NEED TO KNOW THAT INFORMATION TO PROVIDE SERVICES TO SUCH PERSONS. THE MANAGER MAINTAINS PHYSICAL, ELECTRONIC AND PROCEDURAL SAFEGUARDS TO PROTECT NON-PUBLIC PERSONAL INFORMATION. THE MANAGER’S PRIVACY POLICY COVERS ALL INDIVIDUALS WHO ARE INVESTORS IN THE FUNDS, WHO HAVE BEEN INVESTORS IN THE FUNDS OR WHO ARE CONSIDERING AN INVESTMENT IN THE FUNDS.

FOR THE LIMITED PURPOSES OUTLINED ABOVE, THE MANAGER MAY DISSEMINATE INTERNALLY NON-PUBLIC, PERSONAL INFORMATION CONCERNING INVESTORS. HOWEVER, THE MANAGER WILL USE REASONABLE BEST EFFORTS TO ENSURE THAT SUCH INFORMATION IS TREATED IN ACCORDANCE WITH THIS PRIVACY POLICY.

BY DISCLOSING PERSONAL INFORMATION TO THE MANAGER, THE DISCLOSING PARTY CONSENTS TO THE COLLECTION, STORAGE AND PROCESSING OF ITS PERSONAL INFORMATION BY THE MANAGER IN A MANNER CONSISTENT WITH THIS PRIVACY POLICY.

THE MANAGER WILL PROVIDE INVESTORS IN THE FUNDS WITH A COPY OF ITS PRIVACY POLICY ANNUALLY, AND IF ANY MATERIAL CHANGES OCCUR TO ITS PRIVACY POLICY, THE MANAGER WILL NOTIFY INVESTORS AS PROMPTLY AS PRACTICABLE OF SUCH CHANGES. IF YOU HAVE ANY QUESTIONS ABOUT THIS PRIVACY POLICY, PLEASE CALL A REPRESENTATIVE OF THE MANAGER AT (203) 742-7700.

ALTHOUGH REGULATIONS ONLY REQUIRE THAT THE FOREGOING PRIVACY POLICY BE APPLIED TO NATURAL PERSONS, THE MANAGER APPLIES THE SAME PRIVACY POLICY TO ALL INVESTORS.

THE FOREGOING PRIVACY POLICY SHALL NOT PREVENT THE MANAGER OR THE FUND FROM DISCLOSING TO APPROPRIATE THIRD PARTIES SUCH INFORMATION AS THE MANAGER OR THE FUNDS MAY DEEM NECESSARY OR ADVISABLE IN ORDER TO COMPLY WITH APPLICABLE ANTI-MONEY LAUNDERING AND OTHER APPLICABLE LAWS AND REGULATIONS.